SEBI Updates

SEBI signs Memorandum of Understanding on bilateral co-operation with the Astana Financial Services Authority, Kazakhstan

SEBI vide Press Release No. 30/2019 dated 23rd December 2019 it is published that the SEBI and the Astana Financial Services Authority (AFSA) have entered [...]

Stewardship Code with effect from 01.04.2020 for all Mutual Funds and all categories of AIFs, in relation to their investment in listed equities

SEBI vide circular No. CIR/CFD/CMD1/168/2019 dated 24th December 2019. Previously, SEBI has already implemented principles on voting for Mutual  Funds,  [...]

Regulation of management and advisory services by Asset Management Companies to Foreign Portfolio Investors

SEBI vide circular No. SEBI/HO/IMD/DF2/CIR/P/2019/155 dated 16thDecember, 2019 it has been decided that, AMCs  may  provide  [...]

Annual System audit for Market Infrastructure Institutions (MIIs)

SEBI vide Notification No. SEBI/HO/MRD1/ICC1/CIR/P/2020/03 dated 07thJanuary, 2020 it provided, Framework to conduct Annual System Audit of Market [...]

Parking of funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds – Pending Deployment.

SEBI vide Circular no. SEBI/HO/IMD/ DF4/CIR/P/2019/093 dated August 16th, 2019 it is clarified that Trustees/Asset  Management Companies  [...]

Clarification on Transfer of Securities held in Physical form

SEBI vide Press Release No. 12/2019 declares that Transfer of shares held in physical form from April 01, 2019 shall be in Dematerialized form with a [...]

Press Release on MoU between SEBI &MCA for Data Exchange

SEBI vide Press Release No. 15/2019 dated June 07, 2019prMou was signed between SEBI and Ministry of Corporate Affairs (MCA) on June 7, 2019 for data [...]

Networth Requirements for Clearing Corporations inInternationalFinancial Services Centre(IFSC)

SEBI vide Circular No. SEBI/HO/MRD/DRMNP/CIR/P/2019/60 dated 26-04-2019 has specified the net worth requirements for Clearing Corporations operating in IFSC. [...]

Permitting Foreign Portfolio Investors (FPI) to invest in Municipal Bonds

RBI  vide  A.P. Circular  No.  33  dated25-04-2019 has permitted FPIsto invest in municipal bonds. SEBI vide Circular No. IMD/FPIC/CIR/P/2019/62 dated [...]

Revised Guidelines for System Audit for Mutual Funds / Asset Management Companies (AMCs)

Requirement of system audit for mutual funds was introduced vide SEBI Circular SEBI / IMD / CIR No.9 / 176988 / 2009 dated September 16, 2009. Considering the [...]

Framework for Utilization of Regulatory fee foregone by SEBI

With a view to encourage the participation by Farmers / Farmer Producer Organizations(FPOs) in agricultural commodity derivatives markets, SEBI has reduced [...]

Revision in Haircut on Central Government Securities accepted as Collateral

Based on the feedback received from the Clearing Corporations and the recommendations of the Risk Management Review Committee of SEBI, SEBI vide Circular No. [...]

Relaxation from requirement to furnish a copy of PAN for transfer of equity shares of listed entities executed by non-resident

As per SEBI Regulations, 2015, transferee as well as transferor shall furnish a copy of their PAN card to the listed entity for registration of transfer of [...]

Acceptance of Probate of Will or Will for Transmission of Securities held in dematerialized mode

In terms of SEBI (Listing  Obligations  and  Disclosure Requirements) 2018, probate of will or will has been prescribed as documentary [...]

Transfer of securities only in demat form- Deadline extended till 1st April, 2019

The SEBI on March 28, 2018 decided that except in case of transmission or transposition of securities, requests for effecting transfer of securities shall not [...]